← 5 Session 6 - Coarse retrieval and reranking - Wed 16 Sep 7 →
All decks
  1. 1 Why retrieval nowMon 31 Aug
  2. 2 The inverted indexWed 02 Sep
  3. 3 Index construction and ranking foundationsMon 07 Sep
  4. 4 BM25: finish probabilistic rankingWed 09 Sep
  5. 5 Evaluation and the changing goals of retrieval benchmarksMon 14 Sep
  6. 6 Coarse retrieval and rerankingWed 16 Sep
  7. 7 LLM embeddings and rerankingMon 28 Sep
  8. 9 Hard queries: reasoning and ambiguityWed 07 Oct
  9. 10 Approximate nearest neighbour search and search systemsMon 12 Oct
  10. 12 Attention as retrievalMon 19 Oct
  11. 14 Memory as an architectural axisMon 26 Oct
  12. 16 Memory learned at test timeMon 02 Nov
  13. 18 Language models with an index attachedMon 09 Nov
  14. 20 Retrieval-augmented generationMon 16 Nov
  15. 22 Agentic retrieval and deep researchMon 23 Nov
  16. 23 Agent memory: write, manage, readWed 25 Nov
  17. 24 Learning what to rememberMon 30 Nov
  18. 26 Evaluating agent memoryMon 07 Dec
  19. 28 Privacy, personalisation and unlearningMon 14 Dec
Contents
  1. 1Coarse retrieval and reranking
  2. 2Dates and BEIR preparation roles
  3. 3Coarse retrieval and reranking
  4. 4Coarse retrieval and reranking
  5. 5Recall @ K for coarse retrieval matters
  6. 6The reranker reads the query and document together
  7. 7Could we score every document with the reranker?
  8. 8Coarse retrieval with a bi-encoder
  9. 9From term-count vectors to learned vectors
  10. 10What should receive a high score?
  11. 11The vocabulary mismatch becomes a training question
  12. 12Bi-encoder architecture
  13. 13An encoder learns the numbers in the text vector
  14. 14BERT returns one vector per input token
  15. 15Turn several token vectors into one passage vector
  16. 16Does the query use the same encoder as the passage?
  17. 17Compare the query vector with the passage vector
  18. 18Precompute document work, as we did with the term index
  19. 19Quick quiz: how many vectors survive pooling?
  20. 20Bi-encoder training
  21. 21Training needs labels that say which texts should match
  22. 22Give the model an answer and a distractor
  23. 23Where did DPR’s positive passages come from?
  24. 24Train the relevant passage to outrank selected alternatives
  25. 25Reward the positive for a larger share of the scores
  26. 26Reuse the other examples’ passages as negatives
  27. 27Read one row as one question’s ranking problem
  28. 28Quick quiz: the positive scores tie; do the losses?
  29. 29A negative is selected for a particular question
  30. 30Do not penalise another passage that answers the question
  31. 31Bi-encoder analysis
  32. 32Define the similarity task
  33. 33Which candidate should the similarity score prefer?
  34. 34The model gives the wrong pair a higher score
  35. 35The model confuses who chased whom
  36. 36Reranking with a cross-encoder
  37. 37A cross-encoder computes one score for the whole pair
  38. 38Cross-encoder architecture: two texts in, one score out
  39. 39Why use separate vectors first and joint scoring later?
  40. 40Train the cross-encoder on labelled query-passage pairs
  41. 41Use the new scores to reorder the same shortlist
  42. 42Quick quiz: what can a cross-encoder reuse?
  43. 43BEIR discussion
  44. 44BEIR discussion: Generalisation of dense retrievers
  45. 45Roles and supporting papers
  46. 46Preparation note - graded individually
  47. 47Example preparation note
  48. 48The discussion hour
  49. 49Contribution to discussion - 10%
  50. 50Closing paragraph - graded individually
  51. 51English, AI and the closing questionnaire
  52. 52Thank you

The recording

1

Coarse retrieval and reranking

Information Retrieval for AI

Session 6

16 September 2026

Seong Joon Oh - KAIST AI

2

Dates and BEIR preparation roles

BEIR preparation roles are assigned. Check your group and role on the course website. Sign in first.

No class on Monday 21 or Wednesday 23 September.

  • Monday 28 September: lecture and a preparation reminder.
  • Tuesday 29 September, 18:00: preparation note due.
  • Wednesday 30 September, 09:00-10:00: BEIR discussion.

All times are KST. BEIR reading, preparation and discussion details are towards the end of this deck.

3

Coarse retrieval and reranking

4

Coarse retrieval and reranking

BM25 gives us an initial ranked list. A candidate is a document we keep for another scoring step.

Search the collection with BM25Keep the top K documents: coarse retrievalGive each a new score and sort again: reranking

Coarse retrieval: Precompute index prior to query. Given query, do only lightweight computation (e.g. BM25) to compute relevance.

Reranking: Compute relevance conditionally on query, with more expensive computation.

Sources: Sentence Transformers pipeline, Elastic hybrid search.

5

Recall @ K for coarse retrieval matters

Use the five documents from the evaluation example. a, b and c are relevant. The first search returns them in this order:

a, e, d, c, b

Keep only the first two: a, e. We have found one of the three relevant documents, so candidate recall is 1/3.

Reranking can change the order of a and e. It cannot put b or c in the results because neither was passed to it.

6

The reranker reads the query and document together

Query: dog bites man. Compare dog bites man with man bites dog. Their word counts match, but who bites whom changes.

A cross-encoder reads the query and a candidate together before it assigns a relevance score. It can use word order and how words in the two texts relate.

query + one candidate → model → relevance score

We train the model to prefer relevant candidates. Its ability to use word order does not ensure it learns this distinction; we need to test it.

Another option: an LLM reranker

A large language model can be prompted to score or order candidate documents. Its ranking quality and the time needed for the calls must also be measured.

Sources: Sentence Transformers pipeline, Sun et al., 2023, reranking agents.

7

Could we score every document with the reranker?

Suppose we search only the short passages in one manual.

We could send the query with every passage to the cross-encoder, then sort all its scores. No coarse stage would discard a passage first.

Would that be fast enough if many users searched at once?

Sources: Sentence Transformers pipeline; see the in-document search example.

8

Coarse retrieval with a bi-encoder

9

From term-count vectors to learned vectors

Session 3 scored a document by summing a weight over the query terms, then compared the resulting vectors by cosine.

TF-IDF:

BM25:

Both are sums of a product over terms, so both are dot products over vocabulary coordinates:

ScoreDocument coordinate Query coordinate
TF-IDF1 for each query term
BM25 for each query term

The document coordinate uses only d and collection statistics (avgdl, and idf where we keep it on the document side), so it can be computed before the query arrives. It is nonzero only for terms occurring in d, which is what the posting lists store. Cosine divides the dot product by the two vector lengths. Repeated query terms take a further factor in the full BM25 form, and that factor sits on the query side.

We keep the dot product and replace the one-coordinate-per-vocabulary-term rule with coordinates a trained model computes from the text. The next question is what training should make close.

10

What should receive a high score?

Session 5 defined relevance from the user need before calculating a metric. Training needs the same decision.

  • If the task is paraphrase search, “fix a flat bike tire” is a good match for “repair a punctured bicycle tyre”.
  • If the task is question answering, a good passage should answer the question; repeating the question is insufficient.

We label examples according to that task, then train the score to prefer the labelled passages.

Sources: sentence-bert, dpr.

11

The vocabulary mismatch becomes a training question

Session 4’s car repair / automobile maintenance example showed a limit of word matching.

Here is a second constructed pair:

  • “repair a punctured bicycle tyre”
  • “fix a flat bike tire”

Can we train vectors whose similarity stays high across these word changes? We will check this pair in the measured demo, then test changes that should alter the meaning.

Sources: sentence-bert; constructed wording example; no retrieval result is claimed.

12

Bi-encoder architecture

13

An encoder learns the numbers in the text vector

With TF-IDF, each coordinate has a fixed vocabulary term. A learned encoder instead computes the vector’s numbers from the text using trained parameters.

Query → encoder → qPassage → encoder → pSeparate vectors → similarity score

A bi-encoder processes the query and passage separately. Their vectors meet only at the similarity score.

BERT is one model we can use inside the encoder. It first produces a vector for each token, a word or piece of a word. That vector depends on the surrounding text. Next we need one vector for the whole passage.

Sources: Reimers and Gurevych, Sentence-BERT (2019), Karpukhin et al., Dense Passage Retrieval (2020); SBERT section 3; DPR section 3.1.

14

BERT returns one vector per input token

N tokens in → N contextual vectors out. Each vector has the same dimension d.

BERT returns one equal-dimensional vector per input tokenFour input tokens, CLS, car, repair and SEP, each receive an initial d-dimensional vector. Stacked bidirectional transformer encoder layers process all four positions together. The output has four distinct contextual vectors, h1 to h4. Each still contains d numbers. No pooling occurs in this diagram.Input tokensInitialvectorsOutputvectors[CLS]
d numberscar
d numbersrepair
d numbers[SEP]
d numbersBERT: stacked transformer encoder layersSelf-attention mixes information across token positionsFeed-forward layers transform each position’s vectorEach layer returns N vectors of dimension d
d numbers
d numbers
d numbers
d numbers

The initial vectors add token, position and segment embeddings. BERT lets each position use context from both sides.

Output : N rows, d numbers per row. Here includes [CLS] and [SEP]. The vectors share a size, not their values. Pooling comes next.

Sources: Devlin et al., BERT (2019), section 3 and Figures 1-2; BertModel output shape. Four-token teaching example; single unpadded input.

15

Turn several token vectors into one passage vector

We need one vector for each searchable passage. Pooling is the rule that produces it from the token vectors.

  • Mean pooling: average the vectors coordinate by coordinate. If a toy input has two vectors [2, 0] and [0, 2], their mean is [1, 1].
  • [CLS] pooling: take the final vector at the special [CLS] token that BERT places at the start of the input.

Original Sentence-BERT (SBERT) defaults to mean pooling. Dense Passage Retrieval (DPR) uses [CLS].

If dummy padding tokens were added to equalise input lengths, exclude them from the mean.

Sources: Reimers and Gurevych, Sentence-BERT (2019), Karpukhin et al., Dense Passage Retrieval (2020), Model card: all-MiniLM-L6-v2; SBERT section 3; DPR section 3.1; model-card pooling example.

16

Does the query use the same encoder as the passage?

Both branches produce vectors separately. We can still choose whether they use the same trained parameters.

SBERT shares its parameters between the two sentences. DPR has separate question and passage encoders.

Thus “two towers” describes the two encoding computations. It does not tell us whether their parameters are shared.

Sources: sentence-bert, dpr; SBERT Figure 1; DPR section 3.1.

17

Compare the query vector with the passage vector

Let q be the query vector and p the passage vector. Their vectors must have the same number of coordinates.

Dot product: multiply corresponding coordinates and add them.

Cosine: divide the dot product by the lengths of both vectors. The symbol means q’s Euclidean length.

For nonzero vectors scaled to length 1, dot product equals cosine. DPR uses dot product; use the model’s scoring rule when searching its stored vectors.

Sources: Karpukhin et al., Dense Passage Retrieval (2020); section 3.1 and Appendix B.

18

Precompute document work, as we did with the term index

Offline: passages → encoder → vectors → indexOnline: query → encoder → vector searchFetch selected passages by ID

The inverted index let us prepare document information before a query arrived. Stored passage vectors serve the same purpose for a bi-encoder.

At query time, compute the query vector and search the stored passage vectors. Fetch the selected text by ID. If the passage encoder changes, its stored vectors may need to be rebuilt.

Sources: dpr; section 3.1.

19

Quick quiz: how many vectors survive pooling?

An encoder receives 6 tokens, including special tokens. Each token vector has 4 coordinates. Mean pooling averages across token positions. The passage, preprocessing and encoder stay unchanged for the next query.

Which statement gives the output shapes and passage-vector reuse correctly?

Sign in with your course account to choose. The lecturer will reveal responses and the answer.

Constructed teaching dimensions, not a model-size claim.

20

Bi-encoder training

21

Training needs labels that say which texts should match

A sentence-pair task may ask whether two sentences express the same meaning, or how similar their meanings are. Original Sentence-BERT studies several objectives for such comparisons.

DPR instead trains a question against passages that should answer it.

For either task, a training label says which match to prefer. The loss turns those labels and the current scores into a number that training tries to reduce.

Next we will use a question, an answering passage and a distracting passage to calculate that loss.

Sources: Reimers and Gurevych, Sentence-BERT (2019), Karpukhin et al., Dense Passage Retrieval (2020); SBERT section 3; DPR section 3.2.

22

Give the model an answer and a distractor

These are constructed training texts.

Training inputText
QuestionWhat does the red battery indicator mean?
Positive: the passage to preferA red battery indicator means the charge is low.
Negative: the passage to score lowerThe device is available in red and blue.

“Positive” and “negative” describe the training labels. The negative shares the word “red”, but does not answer the question. We want the model to give the positive the higher score.

Sources: Karpukhin et al., Dense Passage Retrieval (2020); section 3.2; texts are constructed.

23

Where did DPR’s positive passages come from?

For three question-answer datasets, TREC, WebQuestions and TriviaQA, the DPR paper uses this procedure:

  1. Search with BM25 and inspect its top 100 passages.
  2. Among passages that contain the recorded answer text, choose the highest-ranked one as the positive.
  3. If none contains that answer, discard the question.

This makes training examples from existing questions and answers. It also means BM25’s shortlist and the answer-text check affect which examples reach training.

Sources: Karpukhin et al., Dense Passage Retrieval (2020); section 4.2; this is not the positive-construction rule for every DPR dataset.

24

Train the relevant passage to outrank selected alternatives

For one query, take a labelled relevant passage and several passages labelled negative. Compute their scores with the current encoder.

The training objective rewards for a higher score relative to these alternatives. A negative that already scores far below asks little of the model. A competing negative asks it to distinguish the two passages.

Next we will turn that preference into a numerical loss.

Sources: dpr; section 3.2.

25

Reward the positive for a larger share of the scores

For query q, let C contain the positive passage and the chosen negatives. is the current score of one pair.

  1. Replace each score s with , a positive weight.
  2. Divide the positive’s weight by the sum of all weights. This is softmax:
  1. Take its negative natural logarithm: .

Training minimises L by changing the encoder parameters. Giving the positive a larger share lowers L. This probability compares passages in C; it is not a calibrated probability of relevance.

Sources: Karpukhin et al., Dense Passage Retrieval (2020); equation 2.

26

Reuse the other examples’ passages as negatives

A batch is a group of examples processed in one training step. Suppose it contains matched pairs (,), (,), (,).

For , prefer and treat and as negatives. Repeat for the other questions. These are in-batch negatives.

Let Q and P be matrices whose rows contain the query and passage vectors. Compute : entry is the dot product between and .

The diagonal entries pair each query with its positive. This reuses each encoded passage across several comparisons. The next slide shows the numbers.

Sources: Karpukhin et al., Dense Passage Retrieval (2020); section 3.2, in-batch negatives.

27

Read one row as one question’s ranking problem

These are constructed dot products, not measured model outputs. Question is paired with positive passage .

Query / passage
320
130
023

For , the positive scores 3 and the negatives score 2 and 0. Calculate softmax across that row.

Which question has the smallest loss? Compare how far its positive score is above the competing scores. We will calculate all three losses next.

Sources: Karpukhin et al., Dense Passage Retrieval (2020); constructed dot products; no checkpoint produced this matrix.

28

Quick quiz: the positive scores tie; do the losses?

Both questions give their positive passage a score of 3. For q₁, the negatives score 2 and 0. For q₂, the negatives score 1 and 0. Apply softmax over each question’s candidates, then take the negative log of the positive’s share.

Which question has the smaller loss?

Sign in with your course account to choose. The lecturer will reveal responses and the answer.

Constructed scores; natural-log arithmetic checked locally.

29

A negative is selected for a particular question

DPR compares these ways to obtain a passage labelled negative:

Name in the paperHow it is chosen
RandomSample a passage from the collection
BM25Take a high-ranked BM25 passage that lacks the answer text
GoldUse another question’s positive passage

For example, a passage about a blue indicator could answer a different question while distracting from our red-indicator question.

A hard negative is a passage that scores highly for this query despite its negative label. It competes with the positive.

Sources: Karpukhin et al., Dense Passage Retrieval (2020); section 3.2.

30

Do not penalise another passage that answers the question

Our positive says: “A red battery indicator means the charge is low.”

Suppose another passage says: “When the battery runs low, the indicator turns red.” It also answers the question.

If training labels that passage negative, the model is asked to push down a useful result. This is a false negative.

One response is to exclude a suspect negative from that training comparison. Later we will see methods that do this with a mask, a rule that sets the unwanted loss contribution to zero.

Sources: Karpukhin et al., Dense Passage Retrieval (2020), Gemini Embedding technical report (2025); constructed task; Gemini section 3.2 discusses false-negative handling.

31

Bi-encoder analysis

32

Define the similarity task

For this demonstration, “same meaning” must preserve:

  • who did what to whom;
  • whether an event happened;
  • which entity or repair need is named.

A shared topic is not sufficient.

Sources: Sentence Transformers similarity.

33

Which candidate should the similarity score prefer?

IDSentence
1The dog chased the cat.
2The cat was chased by the dog.
3The cat chased the dog.
4The dog did not chase the cat.
5The dog chased the mouse.
6How can I repair a punctured bicycle tyre?
7How do I fix a flat bike tire?
8How do I replace a bicycle chain?
9Paris is the capital of France.
10Berlin is the capital of Germany.

For sentence 1, which of candidates 2, 3, 4, 5 preserves its meaning? That candidate should receive the highest score for this task.

Predict whether the model will agree before we reveal its scores.

Sources: Model card: all-MiniLM-L6-v2; ten constructed inputs; compare the tyre-repair pair 6 and 7 too.

34

The model gives the wrong pair a higher score

We encoded the ten sentences with all-MiniLM-L6-v2 and calculated cosine between every pair. A larger score means this model places the two vectors closer in direction.

Reference and candidateSame meaning?Measured cosine
Dog chased cat / cat was chased by dogYes0.9632
Dog chased cat / cat chased dogNo0.9913

The reversed roles receive the higher score. A high cosine does not ensure that the sentences mean the same thing.

Full ten-sentence matrix and run details

Rows and columns use the sentence IDs on the previous slide. A cell compares its row sentence with its column sentence. Diagonal cells compare a sentence with itself. Values are rounded for display.

12345678910
11.000.960.990.730.630.080.060.03-0.010.01
20.961.000.970.750.590.050.020.02-0.040.00
30.990.971.000.720.610.070.050.03-0.030.01
40.730.750.721.000.460.030.020.020.020.01
50.630.590.610.461.000.00-0.040.040.070.10
60.080.050.070.030.001.000.670.370.04-0.05
70.060.020.050.02-0.040.671.000.450.01-0.05
80.030.020.030.020.040.370.451.00-0.03-0.05
9-0.01-0.04-0.030.020.070.040.01-0.031.000.35
100.010.000.010.010.10-0.05-0.05-0.050.351.00

CPU run, 15 September 2026. Float32 vectors scaled to unit length. Model revision 1110a243fdf4706b3f48f1d95db1a4f5529b4d41. The saved output retains full precision.

Sources: Model card: all-MiniLM-L6-v2, Sentence Transformers similarity.

35

The model confuses who chased whom

Sentence 1: The dog chased the cat.

CandidateMeaning preserved?Measured cosine
The cat was chased by the dog.Yes0.9632
The cat chased the dog.No0.9913

The second score is higher, although the cat and dog swap who chases whom. Recall session 4’s dog bites man / man bites dog example: a learned vector score also needs to be tested on this distinction.

We computed exact pair similarities. Every displayed pair was compared directly. Approximate search did not cause this error. This observation concerns the model and sentences in this run.

Sources: Model card: all-MiniLM-L6-v2, Sentence Transformers similarity.

36

Reranking with a cross-encoder

37

A cross-encoder computes one score for the whole pair

For a BERT-based cross-encoder, the input contains the query followed by the candidate passage, separated by special tokens.

query + passage → joint token representations → learned scoring layer → one score

Attention can connect words in the query with words in the passage. A small learned output layer turns the resulting representation into a relevance score.

For the red-warning question, the model can compare “red indicator” with the passage’s explanation of a low battery. It must learn to prefer that explanation over a passage about a red casing.

Sources: Hugging Face BERT input format, Sentence Transformers cross-encoder training.

38

Cross-encoder architecture: two texts in, one score out

The query and one candidate form one token sequence. BERT lets their tokens use each other’s context.

[CLS] + query tokens + [SEP] + candidate tokens + [SEP] [CLS] q₁ q₂ … qₘ [SEP] p₁ p₂ … pₙ [SEP] BERT: one transformer encoder stack Query tokens ↔ candidate tokens through self-attention Token + position + segment embeddings enter the stack h[CLS] query token vectors h[SEP] candidate token vectors h[SEP] N output vectors; each still has dimension d take h[CLS] Learned scoring layer s(query, candidate) ∈ ℝ

BERT still outputs one vector per token. The scoring layer uses the final [CLS] vector to produce one number for this pair. Repeat for each candidate, then sort by score.

Shown: a BERT-based cross-encoder with a scalar scoring head. Sources: Nogueira and Cho, Passage Re-ranking with BERT, method; BERT, section 3. A sigmoid can map the score to 0–1.

39

Why use separate vectors first and joint scoring later?

A bi-encoder lets us reuse each passage vector across queries. The query and passage meet at the final vector comparison.

A cross-encoder reads both texts together before it gives a score. Its passage computation depends on the query, so we cannot store one such passage vector for every future query.

This explains the two stages at the start of the lecture: search precomputed information across the collection, then spend query-specific model work on the shortlist.

Sources: sentence-bert, Sentence Transformers pipeline.

40

Train the cross-encoder on labelled query-passage pairs

Reuse the query “What does the red battery indicator mean?”

PassageLabel
A red battery indicator means the charge is low.1: relevant
The device is available in red and blue.0: not relevant

One training choice is binary cross-entropy. Convert each pair’s score to p between 0 and 1. A positive pair incurs loss −log p; a negative pair incurs −log(1−p). Training changes the model parameters to reduce these losses.

Here each pair receives its own label. This differs from the earlier softmax comparison across a query’s candidate passages. Other cross-encoder losses can compare candidates jointly.

Sources: Sentence Transformers cross-encoder losses.

41

Use the new scores to reorder the same shortlist

Suppose the bi-encoder returns candidates A, B, C. Score each query-passage pair with the cross-encoder.

CandidateConstructed cross-encoder score
A−0.5
B2.0
C1.0

Sort by these scores: B, C, A. The scores are classroom inputs, not measured model outputs. A reranker can return raw scores outside 0 to 1; ranking only needs their order.

For K candidates, we compute K pair scores. Compare the final ranking with the bi-encoder’s order on the same judged queries, and record reranking time. Documents absent from the shortlist remain unavailable.

Sources: Sentence Transformers cross-encoder usage, Sentence Transformers retrieve and rerank.

42

Quick quiz: what can a cross-encoder reuse?

A cross-encoder has scored query A with passage P and saved the final [CLS] vector. Query B now retrieves K passages, including P.

What work is needed to score query B’s shortlist?

Sign in with your course account to choose. The lecturer will reveal responses and the answer.

43

BEIR discussion

44

BEIR discussion: Generalisation of dense retrievers

Wednesday 30 September, 09:00-10:00 KST

Central questions:

What does BEIR let us conclude about the OOD generalisation of dense retrieval? How relevant is that conclusion in 2026?

Date/timeWhat to doGraded
Before the sessionRead BEIR.
Before the sessionRead an additional supporting paper for your role.
29 Sep, 18:00Submit your preparation note.✓
30 Sep, 09:00-09:05Receive the live scenario.
30 Sep, 09:05-09:30Discuss with your group.
30 Sep, 09:30-09:40Selected students answer follow-up questions.✓
30 Sep, 09:45Submit your closing paragraph.✓
30 SepSubmit the conduct questionnaire.

Your group conclusion and closing paragraph must apply the live scenario revealed in the lecture.

45

Roles and supporting papers

Check your assigned role and group. Each student prepares for one role; four-person groups leave one role unassigned.

Preparation roleWhat to examineSuggested reading
AdversaryThe strongest objectionGTR
HistorianWhat BEIR changes from earlier evaluationMS MARCO
ReplicatorWhether reported results reproduceBrewing BEIR
ExtenderWhat later evaluation addsMMTEB
ApplierRetrieval quality under resource constraintsColBERTv2

Choose one relevant paper yourself. Declare it in your preparation note. Duplicate choices are fine.

Your role guides preparation. This doesn’t necessarily mean you have to stick to the position during discussion. For example, an adversary may eventually conclude that a criticism against the paper fails.

46

Preparation note - graded individually

Due Tuesday 29 September, 18:00 KST. Open the BEIR preparation form. Autosave keeps a draft; press Submit preparation note.

Graded: your main argument, reasoning and evidence, and remaining question with its explanation. The question is part of the note, with no separate mark.

FieldWhat to write
RoleYour preparation role
Supporting paper nameAuthors, year, title, and a link or DOI
Main argumentOne sentence
Reasoning and evidence2-3 paragraphs: explain your reasoning and cite sections, tables or factual observations
Remaining question & question for peersOne paragraph: state the question and explain why the reading has not already answered it
AI useIf used: prompts, outputs, what was wrong or missing, and how your writing differs. No length limit. Otherwise, write None
47

Example preparation note

Role: Adversary.

Supporting paper: Ni et al. (2022), Large Dual Encoders Are Generalizable Retrievers.

Main argument: GTR challenges the interpretation that BEIR reveals an inherent limitation of dense dual encoders.

Reasoning and evidence

GTR’s introduction questions whether limited interaction between query and document representations explains weak transfer. Its scaling experiments retain one vector for each query and document and a single dot-product comparison, but increase encoder size.

Table 3 reports average nDCG@10, excluding MS MARCO, of 0.416 for GTR-Base, 0.458 for GTR-XXL and 0.423 for BM25. These results weaken a general claim that dual encoders must transfer poorly. However, GTR-XXL still scores below BM25 on TREC-COVID. Its average advantage does not establish that it is the best choice for every new domain.

Source: GTR, introduction and Table 3, published EMNLP version.

Remaining question & question for peers

Should GTR’s average improvement make it our default starting point for a new domain? The table contains both an overall improvement and losses on individual datasets, so it does not settle that decision. What additional evidence would the group require before choosing GTR?

AI use: None in this illustrative submission.

The question gives peers something to reason about. Compare it with Does GTR’s size affect its average score?, which the experiments already answer.

48

The discussion hour

Time on 30 September, KSTActivity
09:00-09:05Lecturer reveals one scenario to the whole class
09:05-09:30Apply your reading to the scenario; manage the discussion yourselves
09:30-09:40One or two students per group answer short graded follow-up questions
09:40-09:45Write your graded individual closing paragraph
09:45-09:57Lecturer synthesis and remaining questions
09:57-10:00Private questionnaire

Graded individually: preparation note, closing paragraph and the selected follow-up responses. Contribution to discussion is 10% of the course mark.

Group outcome: for the scenario, explain your conclusion, the fact that matters most to it, and the strongest objection. If you disagree, explain where the disagreement remains.

Give everyone room to contribute a reason or piece of evidence. No timed opening speeches or group report. Finish group discussion at 09:30. Follow-up questions end at 09:40.

49

Contribution to discussion - 10%

09:30-09:40: the lecturer draws one or two students per group for a short question and follow-up. The slot stays ten minutes.

The draw favours students with fewer previous calls, with random ties. You do not need to speak to the whole class every session; we aim for similar numbers of turns across the course.

ScoreWhat your response does
2Answers with a reason; addresses the follow-up or acknowledges a limitation
1Answers, but repeats the conclusion without addressing the challenge
0Cannot answer the question

We assess reasoning, not fluency or agreement with the lecturer.

Your mean score out of two becomes a mark out of ten. Not selected or not reached means no score for that session.

50

Closing paragraph - graded individually

Submit about 100 words in the closing paragraph section after discussion and before the lecturer synthesis. It opens around 09:40. Work without AI.

What do you conclude for the live scenario, which fact most affects your decision, and how did another student’s argument affect your reasoning?

Your reasoning is assessed. Keeping or changing your position earns or loses no marks in itself. Explain how the live case and your peer’s argument support or limit your conclusion.

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English, AI and the closing questionnaire

Use English for preparation, discussion and written responses.

WhenAI rule
PreparationAllowed, with disclosure in the preparation note
Discussion sessionProhibited, including the individual closing paragraph

Preparation AI use is optional; this replaces the earlier mandatory model check.

The questionnaire is a required conduct report, not a graded assignment. At 09:57-10:00, open the conduct questionnaire and answer privately about each other group member:

  1. English: throughout / sometimes another language / could not assess.
  2. AI: no use observed / use directly observed / could not assess.

Other members may report any AI use they observe during the session. If you report a concern, describe what you saw or heard in one sentence. The lecturer reviews specific reports; peers do not award or deduct marks. The questionnaire covers visible classroom conduct.

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Thank you

Questions and feedback.

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